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ISO-IEC-42001-Lead-Auditor Free Download Pdf - Reliable ISO-IEC-42001-Lead-Auditor Dumps Ebook

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PECB ISO-IEC-42001-Lead-Auditor Exam Syllabus Topics:

Topic
Details

Topic 1

Preparing an ISO
IEC 42001 audit: This section of the exam measures the skills of a Lead Auditor and covers how to plan and prepare for an AI management system audit. It includes creating audit plans, selecting team members, and setting clear objectives to ensure a smooth audit process.

Topic 2

AI management system requirements: This section of the exam measures the skills of a Lead Auditor and focuses on understanding the key requirements outlined in ISO
IEC 42001. It explains how organizations should structure their AI-related activities and processes to meet compliance standards effectively.

Topic 3

Fundamental audit concepts and principles: This section of the exam measures the skills of a Lead Auditor and outlines essential audit concepts such as evidence collection, impartiality, objectivity, and ethical conduct. It introduces the core principles that form the foundation of a reliable and consistent auditing process.

PECB ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Sample Questions (Q38-Q43):

NEW QUESTION # 38
What is the difference between reactive machines and limited-memory AI?

A. Reactive machines can improve their functionality over time by learning from past data, while limited memory AI operates solely on present data
B. Reactive machines operate solely on present data, while limited memory AI can temporarily store and learn from past data to improve over time
C. Reactive machines have conscious understanding of their existence and a sense of self, whereas limited memory AI does not

Answer: B

Explanation:
Reactive machines: These are the simplest form of AI systems. They operate only on current inputs and do not store past data (e.g., IBM's Deep Blue chess computer).
Limited-memory AI: These systems can use past data to make better decisions and predictions - commonly seen in machine learning models like those used in autonomous vehicles.
Therefore, Option C correctly highlights that reactive machines lack memory and operate only on real-time inputs, whereas limited-memory AI can utilize recent past information for learning.
Reference:
ISO/IEC 22989:2022, Clause 3.7 - Types of AI systems
ISO/IEC TR 24028:2020 - Overview of Trustworthiness in AI, includes capability taxonomy PECB AI Lead Auditor Study Guide, Chapter 2.2 - AI System Classifications

NEW QUESTION # 39
Was the arrangement for assigning guides during the audit process appropriate?

A. No, because every auditor must have a guide accompanying them
B. Yes, the arrangement was appropriate
C. No, because guides must be independent of the auditee
D. No, because the auditee should not influence the guide selection process

Answer: B

Explanation:
According to ISO 19011:2018, Clause 6.4.2, guides may be appointed by the auditee to assist the audit team in identifying individuals to be interviewed, providing access to sites, and ensuring communication. Not every auditor must have an individual guide, and the decision is typically made collaboratively between the audit team leader and the auditee based on the audit scope, complexity, and logistics.
The scenario describes that the decision was made in mutual agreement with the audit team leader, which complies with best practices.
Reference:
ISO 19011:2018, Clause 6.4.2 - Use of guides and observers
ISO/IEC 17021-1:2015, Clause 9.1.6 - Audit support from guides
PECB ISO/IEC 42001 Lead Auditor Study Guide - Section: Role of Guides in Audits
===========

NEW QUESTION # 40
Which control in Annex A emphasizes the importance of security measures in AI system operations?

A. Access Control
B. Customer Feedback
C. Performance Metrics
D. Financial Auditing

Answer: A

Explanation:
Annex A of ISO/IEC 42001:2023providesreference controlsto support operational and ethical AI governance. The control that emphasizessecurity in AI system operationsis:A.8.2.2 - Access Control: This control requires thatonly authorized individuals or systemscan access, modify, or influence the AI system, ensuringdata integrity and protectionof critical operations.
Access control is afoundational security controlused to prevent unauthorized interference or manipulation of AI behavior or data pipelines.
Reference: ISO/IEC 42001:2023 - Annex A, Control A.8.2.2 (Access Control) PECB Lead Auditor Guide - Domain 2: "Security and Trust Controls for AI"

NEW QUESTION # 41
Question:
A software development company values collaborative decision-making. The CEO often gathers input from employees but retains final decision authority.
Which type of leadership does the CEO most closely embody?

A. Laissez-faire
B. Autocratic
C. Democratic

Answer: C

Explanation:
This describes aDemocratic leadershipstyle - where input from employees is welcomed, and participation is encouraged, but final authority still lies with leadership.
* TheISO/IEC 42001 Lead Auditor Guide (Annex on Leadership Models)identifiesdemocratic leadershipas:"Involving teams in decision-making while the leader retains ultimate authority."
* Clause 5.1of ISO/IEC 42001 emphasizestop management leadership and commitment, including engagement and consultation with relevant roles across the organization.
Reference:ISO/IEC 42001:2023 Clause 5.1; ISO/IEC 42001 Lead Auditor Guide, Section 5 ("Leadership Styles").

NEW QUESTION # 42
Question:
Which of the following responsibilities belongs to the certification body?

A. Communicating the audit plan
B. Ensuring the establishment of the audit plan
C. Updating the audit plan

Answer: B

Explanation:
It is thecertification body's responsibilitytoensure that an audit plan is establishedprior to the audit.
* ISO/IEC 17021-1:2015 Clause 9.2.3.1requires certification bodies to"ensure that an audit plan is established, communicated, and agreed upon."
* Updating or communicating the plan can be tasksdelegated to the audit team leader, but the accountabilityfor establishing the audit plan remains with the certification body.
Reference:ISO/IEC 17021-1:2015 Clause 9.2.3.1.

NEW QUESTION # 43
......

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Zoe Adams Zoe Adams

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